Kenneth Dale Cooper

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Carr Riggs & Ingram, Llc
  Austin, TX
• 06/2016 → 06/2017
  Commonwealth Financial Network
  San Diego, CA
• 01/2018 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 06/2026 → Present
  Arax Advisory Partners, Llc
  Austin, TX

Previous Registrations

• 2018-01-08 → 2026-07-22
  U.S. Capital Wealth Advisors, Llc
  Houston, TX
  Austin, TX
• 2016-06-02 → 2017-07-13
  Commonwealth Financial Network
  Austin, TX
• 2001-09-10 → 2016-06-15
  Lpl Financial Llc
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1)BONCOOP LTD IS INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER HAS BEEN A LIMITED PARTNER SINCE 1/2007 AND SPENDS 4 HOURS A MONTH DURING TRADING HOURS TO MANAGE FAMILY ASSETS ACCOUNTS HELD AT RIA. 2)CARR RIGGS & INGRAM LLC IS NOT INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER WAS A PARTNER UNTIL 2018 WHEN HE BECAME A PARTNER EMERITUS. HE STARTED IN 2010 AND SPENDS 48 HOURS A MONTH DURING TRADING HOURS TRANSISTIONING HIS RELATIONSHIPS WITH CLIENTS TO EXISTING PARTNERS AND ASSISTING WITH SPECIFIC ISSUES AS REQUESTED. 3) COOPER CAPITAL ADVISORS,LLC IS NOT INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER IS THE MANAGING MEMBER AND IT IS THE 50% PARTNER IN COOPER GRACI 86 WHICH OWNS A BUILDING IN AUSTIN, TEXAS. MR. COOPER SPENDS ABOUT TWO HOURS A MONTH OUTSIDE TRADING HOURS MANGING THIS ENTITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-02
• S63 Uniform Securities Agent State Law Examination
  1998-09-02

Other Names

• Dale Cooper
• K Dale Cooper