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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carr Riggs & Ingram, Llc | Austin | TX | 06/2010 | Present |
| Commonwealth Financial Network | San Diego | CA | 06/2016 | 06/2017 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 01/2018 | 06/2026 |
| Arax Advisory Partners, Llc | Austin | TX | 06/2026 | Present |
1)BONCOOP LTD IS INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER HAS BEEN A LIMITED PARTNER SINCE 1/2007 AND SPENDS 4 HOURS A MONTH DURING TRADING HOURS TO MANAGE FAMILY ASSETS ACCOUNTS HELD AT RIA. 2)CARR RIGGS & INGRAM LLC IS NOT INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER WAS A PARTNER UNTIL 2018 WHEN HE BECAME A PARTNER EMERITUS. HE STARTED IN 2010 AND SPENDS 48 HOURS A MONTH DURING TRADING HOURS TRANSISTIONING HIS RELATIONSHIPS WITH CLIENTS TO EXISTING PARTNERS AND ASSISTING WITH SPECIFIC ISSUES AS REQUESTED. 3) COOPER CAPITAL ADVISORS,LLC IS NOT INVESTMENT RELATED AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER IS THE MANAGING MEMBER AND IT IS THE 50% PARTNER IN COOPER GRACI 86 WHICH OWNS A BUILDING IN AUSTIN, TEXAS. MR. COOPER SPENDS ABOUT TWO HOURS A MONTH OUTSIDE TRADING HOURS MANGING THIS ENTITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-02 |
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