Best Investors Account Sign in
Inactive

Nicolas Mendoza Fernandez

Finec Asset Management

San Diego, CA

Claim This Profile
Current Employers
Finec Asset Management

402 West Broadway Suite 400, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-23
  • CA RA
    APPROVED
    Since 2023-08-23

Branch Locations

402 West Broadway Suite 400, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Editorialista Sa De Cv Guadalajara 08/2013 06/2022
Finec Servicios Sa De Cv Guadalajara 07/2022 Present
  • 08/2013 → 06/2022
    Union Editorialista Sa De Cv
    Guadalajara
  • 07/2022 → Present
    Finec Servicios Sa De Cv
    Guadalajara
Other Businesses

Family Office Services to high network individual including, financial reporting, payment of bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor