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Employer firm

First Citizens Asset Management, Inc CRD 140777

$465M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • ADVISER TO MUNICIPALITIES

From the firm’s Form ADV. Read the guides:

Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-12
  • SC RA
    APPROVED
    Since 2025-09-12

Branch Locations

182 Meeting Street, Charleston, SC 29401 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-05-22
CT RA APPROVED 2025-05-22
NC RA APPROVED 2025-05-22
PA RA APPROVED 2025-05-22
SC RA APPROVED 2025-05-22
VA RA APPROVED 2025-05-22
  • AR RA
    APPROVED
    Since 2025-05-22
  • CT RA
    APPROVED
    Since 2025-05-22
  • NC RA
    APPROVED
    Since 2025-05-22
  • PA RA
    APPROVED
    Since 2025-05-22
  • SC RA
    APPROVED
    Since 2025-05-22
  • VA RA
    APPROVED
    Since 2025-05-22

Branch Locations

182 Meeting Street, Charleston, SC 29401 • United States

1230 Main Street, Columbia, SC 29201 • United States

Hollywood 6213 Sc Hwy 162, Hollywood, SC 29449 • United States

North Charleston - Oak Ridge 5090 Dorchester Rd, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2023 05/2025
Chunky's Chairs And Umbrellas Isle Of Palms SC 06/2018 08/2022
Domino's Pizza Mt. Pleasant SC 05/2020 08/2020
University Of South Carolina Columbia SC 08/2019 05/2023
Unemployed Mt. Pleasant SC 05/2023 08/2023
Pablo De Olavide University Seville 01/2022 05/2022
Lowco Cafe Wando SC 04/2017 08/2017
Unemployed Mt. Pleasant SC 08/2013 05/2019
First Citizens Investor Services Raleigh NC 05/2025 Present
First Citizens Asset Management Raleigh NC 09/2025 Present
  • 09/2023 → 05/2025
    New York, NY
  • 06/2018 → 08/2022
    Chunky's Chairs And Umbrellas
    Isle Of Palms, SC
  • 05/2020 → 08/2020
    Domino's Pizza
    Mt. Pleasant, SC
  • 08/2019 → 05/2023
    University Of South Carolina
    Columbia, SC
  • 05/2023 → 08/2023
    Unemployed
    Mt. Pleasant, SC
  • 01/2022 → 05/2022
    Pablo De Olavide University
    Seville
  • 04/2017 → 08/2017
    Lowco Cafe
    Wando, SC
  • 08/2013 → 05/2019
    Unemployed
    Mt. Pleasant, SC
  • 05/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 09/2025 → Present
    First Citizens Asset Management
    Raleigh, NC
Previous Registrations
Other Businesses

FCAM; 8540 Colonnade Center Drive Raleigh, NC 27615; FCAM is an affiliated IA firm, As a financial consultant I will be meeting with existing and prospective clients to discuss our full range of investment capabilities. Began 9/8/25; 20 hours/week during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-25
S63 Uniform Securities Agent State Law Examination 2023-09-07
  • S66 Uniform Combined State Law Examination
    2024-06-25
  • S63 Uniform Securities Agent State Law Examination
    2023-09-07

View on SEC IAPD

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