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Austin Legault

Edward Jones

Colorado Springs, CO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-03
CO RA APPROVED 2023-11-01
  • TX RA
    APPROVED
    Since 2024-02-03
  • CO RA
    APPROVED
    Since 2023-11-01

Branch Locations

1155 Kelly Johnson Blvd Suite 206, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Colorado Springs CO 08/2023 Present
Vectra Bank Denver CO 07/2022 08/2023
Us Bank Denver CO 01/2022 07/2022
First Western Trust Denver CO 10/2020 12/2021
Mbank Marquette MI 01/2018 08/2020
Bank Of Ann Arbor Ann Arbor MI 01/2018 07/2019
Lowes Marquette MI 01/2020 02/2020
Student Marquette MI 05/2011 01/2018
  • 08/2023 → Present
    Edward Jones
    Colorado Springs, CO
  • 07/2022 → 08/2023
    Vectra Bank
    Denver, CO
  • 01/2022 → 07/2022
    Us Bank
    Denver, CO
  • 10/2020 → 12/2021
    First Western Trust
    Denver, CO
  • 01/2018 → 08/2020
    Mbank
    Marquette, MI
  • 01/2018 → 07/2019
    Bank Of Ann Arbor
    Ann Arbor, MI
  • 01/2020 → 02/2020
    Lowes
    Marquette, MI
  • 05/2011 → 01/2018
    Student
    Marquette, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Austin Clark Legault

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

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KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

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