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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-14 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 09/2023 | 10/2024 |
| Superior Clearwater Great Clips | Plymouth | MN | 01/2018 | 09/2023 |
| Grand Canyon University | Phoenix | AZ | 08/2018 | 12/2022 |
| Wayzata High School | Plymouth | MN | 10/2017 | 08/2018 |
| Borton Volvo | Golden Valley | MN | 05/2017 | 10/2017 |
| Wayzata High School | Plymouth | MN | 08/2016 | 05/2017 |
| Carlson Mccain | Minneapolis | MN | 07/2016 | 09/2016 |
| City Of Plymouth | Plymouth | MN | 11/2015 | 12/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 10/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-11 |
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