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Robert Sean Trocchia

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-26

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New York City NY 08/2023 Present
Td Bank Montreal 04/2020 01/2023
Td Bank Montreal 07/2019 04/2020
Td Bank Montreal 02/2018 07/2019
Self Employed Montreal 01/2016 02/2018
Unemployed Hoboken NJ 01/2023 08/2023
  • 08/2023 → Present
    Ubs Financial Services, Inc
    New York City, NY
  • 04/2020 → 01/2023
    Td Bank
    Montreal
  • 07/2019 → 04/2020
    Td Bank
    Montreal
  • 02/2018 → 07/2019
    Td Bank
    Montreal
  • 01/2016 → 02/2018
    Self Employed
    Montreal
  • 01/2023 → 08/2023
    Unemployed
    Hoboken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
  • S66 Uniform Combined State Law Examination
    2024-09-25

View on SEC IAPD

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