Erin E Sweeney

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-18
NY	RA	APPROVED	2023-11-13

TX RA
APPROVED

Since 2023-12-18
NY RA
APPROVED

Since 2023-11-13

Branch Locations

65 Market Street, Potsdam, NY 13676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Potsdam	NY	08/2023	Present
Claxton Hepburn Medical Center	Ogdensburg	NY	11/2019	08/2023
Canton Animal Clinic	Canton	NY	03/2009	11/2019

08/2023 → Present

Morgan Stanley

Potsdam, NY
11/2019 → 08/2023

Claxton Hepburn Medical Center

Ogdensburg, NY
03/2009 → 11/2019

Canton Animal Clinic

Canton, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-13

S66 Uniform Combined State Law Examination

2023-11-13

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

MML INVESTORS SERVICES, LLC

KEY INVESTMENT SERVICES LLC

COMMONWEALTH FINANCIAL NETWORK

Other Investors

Joseph Edward Gang

JAMES C THEODORE

Katrina M Russell

Pamela M Doelger

JOHN CRANSTON VOSE

AMANDA LYNN BRYANT

CHAD ERWIN COLBERT

Other Offices

EDWARD JONES · POTSDAM, NY

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Potsdam, NY

LPL FINANCIAL LLC · CANTON, NY

CETERA INVESTMENT ADVISERS LLC · CANTON, NY

MML INVESTORS SERVICES, LLC · Massena, NY

KEY INVESTMENT SERVICES LLC · Massena, NY

COMMONWEALTH FINANCIAL NETWORK · Massena, NY

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Massena, NY

More in Potsdam, NY

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