Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Potsdam | NY | 03/2000 | Present |
| Morgan Stanley Smith Barney | Potsdam | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*186919- St. Lawrence Health Systems; Investment related No; Potsdam, New York; Non-Profit, Charitable; Director (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 1; After business hours: 2; Chair of Strategic Planning Committee
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2000-06-01 |
Reach out to this advisor