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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-06 |
| NY | RA | APPROVED | 2022-06-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Potsdam | NY | 05/2021 | Present |
| St. Lawrence Health System | Potsdam | NY | 10/2018 | 05/2021 |
| Claxton Hepburn Hospital | Ogdensburg | NY | 08/2016 | 10/2018 |
| Hometown Cafe | Norwood | NY | 01/2015 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-21 |
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