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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
IL RA APPROVED 2024-09-20
  • TX RA
    APPROVED
    Since 2024-10-03
  • IL RA
    APPROVED
    Since 2024-09-20

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 09/2023 08/2024
Umb Bank, N.A. Collinsville IL 07/2022 04/2023
Brazils Family Restaurant Cahokia Heights IL 06/2018 08/2022
Rural King Swansea IL 01/2022 04/2022
Middle/High School Belleville IL 08/2013 08/2018
Unemployed Belleville IL 04/2023 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 08/2024 Present
Bank Of America, N.A. Swansea IL 09/2024 Present
  • 09/2023 → 08/2024
    Wells Fargo Clearing Services
    St Louis, MO
  • 07/2022 → 04/2023
    Umb Bank, N.A.
    Collinsville, IL
  • 06/2018 → 08/2022
    Brazils Family Restaurant
    Cahokia Heights, IL
  • 01/2022 → 04/2022
    Rural King
    Swansea, IL
  • 08/2013 → 08/2018
    Middle/High School
    Belleville, IL
  • 04/2023 → 09/2023
    Unemployed
    Belleville, IL
  • 08/2024 → Present
    Swansea, IL
  • 09/2024 → Present
    Bank Of America, N.A.
    Swansea, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-27
  • S66 Uniform Combined State Law Examination
    2024-01-27
Other Names
  • Javon A Taylor

View on SEC IAPD

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