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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-24 |
| AZ | RA | APPROVED | 2025-08-21 |
| IL | RA | APPROVED | 2024-05-06 |
| TX | RA | APPROVED | 2024-05-06 |
Branch Locations
395 N Executive Dr, Brookfield, WI 53005 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Chicago | IL | 07/2023 | 04/2024 |
| Redfin | Chicago | IL | 04/2013 | 11/2022 |
| Compass | Chicago | IL | 06/2023 | Present |
| Unemployed | Chicago | IL | 12/2022 | 05/2023 |
| The Prudential Insurance Company Of America | Chicago | IL | 11/2023 | 04/2024 |
| Lpl Financial, Llc | Tempe | AZ | 05/2024 | Present |
| Bmo | Tempe | AZ | 04/2024 | Present |
1)05/02/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/02/2024 - Compass Real Estate - Mortgage/Real Estate Services - Inv Rel - Chicago, IL - Start: 06/2009 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-25 |
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