Yan Li

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → 12/2019
  Janell Israel And Associates
  Honolulu, HI
• 02/2009 → 11/2017
  National Planning Corporation
  Honolulu, HI
• 11/2017 → Present
  Lpl Financial Llc
  Honolulu, HI
• 01/2020 → Present
  Pacific Financial Navigators Llc
  Honolulu, HI

Previous Registrations

• 2015-08-29 → 2017-11-29
  National Planning Corporation
  Honolulu, HI

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Honolulu, HI - Real Estate Rental - Landlord. 2. 11/29/2017 - Becker Properties & Leases LLC - Not Investment Related - Honolulu, HI - Real Estate Rental - Owns lease with spouse. 3. 08/19/2022 - Pacific Financial Navigators - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Member/Owner 20% Tax prep business - Start Date - 01/06/2020 - 80 Hours Per Month/40 Hours During Securities Trading. 4. 11/12/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 09/30/2024 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-06-12

Other Names

• Annie Li
• Yan Annie Li