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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | San Francisco | CA | 07/2024 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 07/2024 | Present |
| Ubs Private Wealth Management | New York | NY | 08/2023 | 06/2024 |
| First Republic Bank | San Francisco | CA | 04/2022 | 06/2023 |
| Citibank | Oakland | CA | 10/2021 | 04/2022 |
| Best Buy | Goleta | CA | 11/2019 | 06/2020 |
| Carrillo Dining Commons | Goleta | CA | 04/2017 | 06/2018 |
| Domino's | Isla Vista | CA | 01/2017 | 04/2017 |
| University Of California - Santa Barbara | Santa Barbara | CA | 09/2016 | 09/2021 |
| Raising Canes | San Diego | CA | 05/2020 | 06/2020 |
| Amazon | Tracy | CA | 03/2020 | 04/2020 |
| Unemployed | San Francisco | CA | 07/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
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