Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-08
AL RA APPROVED 2023-10-13
  • TX RA
    APPROVED
    Since 2023-12-08
  • AL RA
    APPROVED
    Since 2023-10-13

Branch Locations

1617 Gulf Shores Pkwy, Gulf Shores, AL 36542 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

2535 Us Hwy 98, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham AL 07/2023 Present
Auburn University Auburn AL 08/2019 05/2023
Unemployed Fairhope AL 07/2013 07/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-13
  • S66 Uniform Combined State Law Examination
    2023-10-13
Other Names
  • David N Ketchem

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Gulf Shores, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor