Robert Aubrey Hart

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 05/2018
  Investment Professionals Inc
  San Antonio, TX
• 03/2015 → 05/2018
  Centennial Bank
  Fairhope, AL
• 05/2018 → Present
  Regions Bank
  Daphne, AL
• 05/2018 → Present
  Cetera Investment Advisers Llc
  Daphne, AL
• 05/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2015-03-20 → 2018-05-04
  Investment Professionals, Inc.
  Fairhope, AL
  San Antonio, TX
  Pensacola, FL
  Little Rock, AR
  San Antonio, TX
• 2013-02-13 → 2015-03-19
  Raymond James & Associates, Inc.
  Mobile, AL
• 2011-03-17 → 2013-02-13
  Morgan Keegan & Company, Llc
  Mobile, AL
• 2003-09-16 → 2004-09-13
  Morgan Keegan & Company, Llc
  Mobile, AL

Other Businesses

HARTS HAPPY TRAILS LLC, PET SITTING, ASSIST WITH OPERATIONS AND BOOKKEEPING, 49% OWNER, 1/HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2011-03-16

Other Names

• Rob Hart