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Karol Heli Heredia

Cetera Investment Advisers LLC

Gulf Shores, AL

Pensacola, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-07
AL RA APPROVED 2023-01-09
  • FL RA
    APPROVED
    Since 2024-05-07
  • AL RA
    APPROVED
    Since 2023-01-09

Branch Locations

1400 Gulf Shores Parkway, Gulf Shores, AL 36542 • United States

70 S Blue Angel Parkway, Pensacola, FL 32506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Gulf Shores AL 07/2009 08/2017
Regions Bank Mobile AL 08/2017 Present
Cetera Investment Services Llc St. Cloud MN 08/2018 Present
Cetera Investment Advisers Llc Gulf Shores AL 01/2023 Present
  • 07/2009 → 08/2017
    Regions Bank
    Gulf Shores, AL
  • 08/2017 → Present
    Regions Bank
    Mobile, AL
  • 08/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2023 → Present
    Cetera Investment Advisers Llc
    Gulf Shores, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • Karol Heli Aliaga

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GULF SHORES, AL
CETERA INVESTMENT ADVISERS LLC · GULF SHORES, AL
WELLS FARGO CLEARING SERVICES, LLC · GULF SHORES, AL
TRUEWEALTH ADVISORS, LLC · Gulf Shore, AL
EDWARD JONES · GULF SHORES, AL
EDWARD JONES · GULF SHORES, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Gulf Shores, AL
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