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Sean Flaherty

J.P. Morgan Securities LLC

New York, NY

CRD 7790716

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-26
TX RA APPROVED 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED
    Since 2025-02-26

Branch Locations

810 7Th Ave, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Powerhouse Gym/Dj Gym Nanuet Llc Nanuet NY 06/2023 02/2024
Equitable Advisors, Llc New York NY 08/2023 02/2025
Next Level Baseball Jericho NY 08/2022 08/2022
French California New York NY 06/2021 08/2022
Fedex Ground Tappan NY 04/2020 07/2020
Hofstra University Hempstead NY 09/2019 12/2019
Unemployed Pearl River NY 02/2015 08/2019
J.P. Morgan Securities Llc New York NY 02/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 02/2025 Present
Equitable Finl Life Ins Co/Equitable Advisors New York NY 08/2023 02/2025
Unemployed Hempstead NY 01/2020 03/2020
Unemployed Orangeburg NY 08/2020 05/2021
Hofstra University Hempstead NY 09/2022 07/2023
  • 06/2023 → 02/2024
    Powerhouse Gym/Dj Gym Nanuet Llc
    Nanuet, NY
  • 08/2023 → 02/2025
    New York, NY
  • 08/2022 → 08/2022
    Next Level Baseball
    Jericho, NY
  • 06/2021 → 08/2022
    French California
    New York, NY
  • 04/2020 → 07/2020
    Fedex Ground
    Tappan, NY
  • 09/2019 → 12/2019
    Hofstra University
    Hempstead, NY
  • 02/2015 → 08/2019
    Unemployed
    Pearl River, NY
  • 02/2025 → Present
    New York, NY
  • 02/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2023 → 02/2025
    Equitable Finl Life Ins Co/Equitable Advisors
    New York, NY
  • 01/2020 → 03/2020
    Unemployed
    Hempstead, NY
  • 08/2020 → 05/2021
    Unemployed
    Orangeburg, NY
  • 09/2022 → 07/2023
    Hofstra University
    Hempstead, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-13
  • S66 Uniform Combined State Law Examination
    2023-09-13
Other Names
  • Sean S Flaherty

View on SEC IAPD

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