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Rocky Patrick Sandora

LPl Enterprise, LLC

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Columbus OH 07/2023 11/2024
Marcus Theaters Pickerington OH 06/2018 08/2019
Kent State University Kent OH 08/2019 12/2022
Unemployed Etna OH 12/2022 07/2023
Watkins Memorial High School Pataskala OH 08/2015 05/2019
The Prudential Insurance Company Of America Columbus OH 05/2024 Present
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 07/2023 → 11/2024
    Pruco Securities Llc
    Columbus, OH
  • 06/2018 → 08/2019
    Marcus Theaters
    Pickerington, OH
  • 08/2019 → 12/2022
    Kent State University
    Kent, OH
  • 12/2022 → 07/2023
    Unemployed
    Etna, OH
  • 08/2015 → 05/2019
    Watkins Memorial High School
    Pataskala, OH
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Columbus, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29
Other Names
  • Rocky Sandora
  • Rocky Patrick Sandora

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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