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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-11-07
  • RI RA
    APPROVED
    Since 2023-11-07

Branch Locations

117 Metro Center Boulevard Suite 2008, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant University Smithfield RI 07/2018 08/2023
Rhode Runner Inc. Providence RI 06/2019 Present
Bryant University Smithfield RI 01/2023 05/2023
American International College Springfield MA 01/2016 06/2018
Fleet Feet Sports Longmeadow MA 01/2016 06/2018
Pioneer Financial Group Warwick RI 07/2023 Present
Securian Financial Services, Inc. Warwick RI 07/2023 08/2023
Cetera Advisor Networks Llc El Segundo CA 08/2023 09/2023
Cetera Wealth Services, Llc El Segundo CA 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 07/2018 → 08/2023
    Bryant University
    Smithfield, RI
  • 06/2019 → Present
    Rhode Runner Inc.
    Providence, RI
  • 01/2023 → 05/2023
    Bryant University
    Smithfield, RI
  • 01/2016 → 06/2018
    American International College
    Springfield, MA
  • 01/2016 → 06/2018
    Fleet Feet Sports
    Longmeadow, MA
  • 07/2023 → Present
    Pioneer Financial Group
    Warwick, RI
  • 07/2023 → 08/2023
    Securian Financial Services, Inc.
    Warwick, RI
  • 08/2023 → 09/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RHODE RUNNER INC.; INVESTMENT RELATED: NO; ADDRESS: PROVIDENCE, RI 02904; NATURE OF BUSINESS: RETAIL BUSINESS / RUNNING FOOTWEAR, APPAREL, AND ACCESSORIES; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RETAIL SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: PIONEER FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2023; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-04
  • S66 Uniform Combined State Law Examination
    2023-11-04

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