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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-11-07 |
Branch Locations
117 Metro Center Boulevard Suite 2008, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bryant University | Smithfield | RI | 07/2018 | 08/2023 |
| Rhode Runner Inc. | Providence | RI | 06/2019 | Present |
| Bryant University | Smithfield | RI | 01/2023 | 05/2023 |
| American International College | Springfield | MA | 01/2016 | 06/2018 |
| Fleet Feet Sports | Longmeadow | MA | 01/2016 | 06/2018 |
| Pioneer Financial Group | Warwick | RI | 07/2023 | Present |
| Securian Financial Services, Inc. | Warwick | RI | 07/2023 | 08/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 09/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: RHODE RUNNER INC.; INVESTMENT RELATED: NO; ADDRESS: PROVIDENCE, RI 02904; NATURE OF BUSINESS: RETAIL BUSINESS / RUNNING FOOTWEAR, APPAREL, AND ACCESSORIES; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: SALES ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RETAIL SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: PIONEER FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2023; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-04 |
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