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Henry Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
NY RA APPROVED 2025-08-20
  • TX RA
    APPROVED
    Since 2025-09-17
  • NY RA
    APPROVED
    Since 2025-08-20

Branch Locations

225 Liberty St, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2023 Present
Cdm Smith Boston MA 01/2020 08/2020
Berkeley Research Group Llc New York NY 07/2021 12/2021
Csg Partners New York NY 07/2022 12/2022
Northeastern University Boston MA 09/2018 04/2023
St. John's Prep Danvers MA 09/2014 06/2018
Unemployed Andover MA 05/2023 07/2023
Student Andover MA 01/2010 05/2023
  • 07/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 01/2020 → 08/2020
    Cdm Smith
    Boston, MA
  • 07/2021 → 12/2021
    Berkeley Research Group Llc
    New York, NY
  • 07/2022 → 12/2022
    Csg Partners
    New York, NY
  • 09/2018 → 04/2023
    Northeastern University
    Boston, MA
  • 09/2014 → 06/2018
    St. John's Prep
    Danvers, MA
  • 05/2023 → 07/2023
    Unemployed
    Andover, MA
  • 01/2010 → 05/2023
    Student
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-20
  • S66 Uniform Combined State Law Examination
    2025-08-20

View on SEC IAPD

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