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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-07-29

Branch Locations

5402 N President George Bush Hwy, Garland, TX 75044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Memphis TN 07/2023 06/2025
Jp Morgan Chase Bank, N.A. Memphis TN 07/2023 06/2025
American Income Life Memphis TN 09/2022 07/2023
Kelloggs Memphis TN 07/2019 08/2022
Ean Holdings, Llc Memphis TN 10/2022 04/2023
Fedex Express Memphis TN 01/2023 01/2023
Top Rx Llc Memphis TN 01/2022 03/2022
Abercrombie & Fitch Co. Memphis TN 04/2019 06/2019
Unemployed Bartlett TN 07/2013 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 06/2025 Present
Wilmington University Dallas TX 05/2025 Present
Bank Of America, N.A. Garland TX 10/2025 Present
  • 07/2023 → 06/2025
    J.P. Morgan Securities Llc
    Memphis, TN
  • 07/2023 → 06/2025
    Jp Morgan Chase Bank, N.A.
    Memphis, TN
  • 09/2022 → 07/2023
    American Income Life
    Memphis, TN
  • 07/2019 → 08/2022
    Kelloggs
    Memphis, TN
  • 10/2022 → 04/2023
    Ean Holdings, Llc
    Memphis, TN
  • 01/2023 → 01/2023
    Fedex Express
    Memphis, TN
  • 01/2022 → 03/2022
    Top Rx Llc
    Memphis, TN
  • 04/2019 → 06/2019
    Abercrombie & Fitch Co.
    Memphis, TN
  • 07/2013 → 04/2019
    Unemployed
    Bartlett, TN
  • 06/2025 → Present
    Plano, TX
  • 05/2025 → Present
    Wilmington University
    Dallas, TX
  • 10/2025 → Present
    Bank Of America, N.A.
    Garland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-28
S63 Uniform Securities Agent State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2025-07-28
  • S63 Uniform Securities Agent State Law Examination
    2023-11-30
Other Names
  • Antwane De'sHaun Maborn

View on SEC IAPD

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