Douglas Scott Wall

Current Employers

Employment History

• 05/2008 → 09/2016
  Deutsche Bank Securities Inc.
  Dallas, TX
• 09/2016 → 05/2021
  Raymond James & Associates, Inc.
  Dallas, TX
• 05/2021 → Present
  Grey Rock Asset Management, Llc
  Dallas, TX

Previous Registrations

• 2016-09-06 → 2021-05-21
  Raymond James & Associates, Inc.
  Dallas, TX
• 2008-05-13 → 2016-09-06
  Deutsche Bank Securities Inc.
  Dallas, TX
• 2000-08-14 → 2008-05-21
  Ubs Financial Services Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

1) LAURITA COAL CORPORATION, ADDISON, TX, PURCHASING TRUCK TIRES, INVESTMENT RETURNS DEPEND ON MARKET VALUE, NOT INVESTMENT RELATED, NOT DURING NORMAL BUSINESS HOURS; 2) FLYING W5 LLC, DALLAS TX, LLC SET UP TO HOUSE PERSONAL FUNDS/INVESTMENTS. (3)Name of Business : Novak Westinghouse Townhome, LP Address: Georgetown, TX Nature of the Business: Real Estate Development Position/Title: Investment Related:Yes Start Date: 07/15/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: money only. (4)Name of Business : YardSale Texas, LLC Address: Dallas, TX Nature of the Business: Personal/Private Investment Position/Title: Partner Investment Related:No Start Date: 08/15/2019 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: My role will be to invest and to fund the business's initial capital requirements. From an operations perspective, the business will sell overstocked items through a store front, other wholesalers in the area and through online portals such as Ebay.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-14
• S63 Uniform Securities Agent State Law Examination
  1990-09-12

Other Names

• Douglas S Wall