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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-12-12 |
Branch Locations
245 Cedar Sage Dr., Ste 210, Garland, TX 75040 • United States
245 Cedar Sage Dr., Ste 210, Garland, TX 75040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger) | Dallas | TX | 12/2007 | Present |
1. 12/12/2007 - SWANK FINANCIAL SERVICES, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 06/03/2024 - Westland Financial Services Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/04/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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