Deborah R Swank

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-22

TX RA
APPROVED

Since 2014-07-22

Branch Locations

245 Cedar Sage Dr., Ste 210, Garland, TX 75040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Garland	TX	09/2013	Present
Chico's	Garland	TX	09/2016	Present

09/2013 → Present

Lpl Financial, Llc

Garland, TX
09/2016 → Present

Chico's

Garland, TX

Other Businesses

(1) 09/14/2016: Chico's - Outside/W-2 Employment - Not Investment Related - 275 Cedar Sage Drive, Garland, TX 75040 - Start 08/05/2016 - 48 Hr/Mo; 0 Hour(s) During Securities Trading - Sales Associate

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-16

S66 Uniform Combined State Law Examination

2014-07-16

Other Names

Debbie Swank
Deborah Floyd
Debbie Floyd

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews