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Steven Guan

Rockefeller Financial LLC

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-10
  • NY RA
    APPROVED
    Since 2025-12-10

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uc Berkeley Berkeley CA 08/2019 05/2023
Cerritos High School Cerritos CA 08/2015 06/2019
Centaurus Financial Inc. Anaheim CA 01/2024 12/2025
Show Sushi Cerritos CA 07/2019 08/2019
Centaurus Financial Inc. Anaheim CA 07/2023 01/2024
Rockefeller Financial Llc New York NY 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
  • S66 Uniform Combined State Law Examination
    2024-07-01

View on SEC IAPD

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