Chieh Fu Lu

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  Raymond James Financial Services Inc
  Honolulu, HI
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Honolulu, HI
• 05/2017 → Present
  First Hawaiian Advisors
  Honolulu, HI
• 08/2001 → 05/2017
  Bancwest Investment Services Inc
  Honolulu, HI
• 07/2001 → Present
  First Hawaiian Bank
  Honolulu, HI

Previous Registrations

• 2005-07-29 → 2017-05-02
  Bancwest Investment Services, Inc.
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Pukalani, HI
  Wailea, HI
  Kihei, HI
  Kahului, HI
  Wailuku, HI

Other Businesses

(1)Name of Business: Chieh Fu Lu Address: 5364 Kalanianaole Hwy, Honolulu, HI, 96821, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I find tenants, collect rent, report income and expenses and maintain the properties. (2)Name of Business: FIRST HAWAIIAN ADVISORS Address: 999 Bishop Street Floor 2, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: FINANCIAL PLANNING (3)Name of Business: FIRST HAWAIIAN BANK Address: 999 Bishop Street Floor 2, Honolulu, HI, 96813, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/11/2001 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: FINANCIAL ADVISOR (4)Name of Business: FIRST HAWAIIAN BANK Address: 999 Bishop Street Floor 2, Honolulu, HI, 96813, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/24/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide life insurance products not available through RJ and client types no accepted by RJ. Making available insurance products (e.g. fixed rate annuities, traditional, etc) through FHB that RJ does not make available due to no product or unable to.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-28
• S63 Uniform Securities Agent State Law Examination
  1999-05-24

Designations

• Certified Financial Planner

Other Names

• Chiehfu Lu