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Benjamin Albert Feiner

Morling Financial Advisors, LLC

Fremont, CA

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Current Employers
Morling Financial Advisors, Llc

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-15
  • CA RA
    APPROVED
    Since 2023-11-15

Branch Locations

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summitry, Llc Foster City CA 04/2021 08/2023
First Republic Pwm San Francisco CA 10/2019 04/2021
Unemployed San Francisco CA 07/2019 09/2019
University Of California, Santa Cruz Santa Cruz CA 09/2015 06/2019
Morling Financial Advisors, Llc Fremont CA 08/2023 Present
  • 04/2021 → 08/2023
    Summitry, Llc
    Foster City, CA
  • 10/2019 → 04/2021
    First Republic Pwm
    San Francisco, CA
  • 07/2019 → 09/2019
    Unemployed
    San Francisco, CA
  • 09/2015 → 06/2019
    University Of California, Santa Cruz
    Santa Cruz, CA
  • 08/2023 → Present
    Morling Financial Advisors, Llc
    Fremont, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-15
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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