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Christopher Tyler Fletcher

LPl Financial LLC

Raleigh, NC

Apex, NC

CRD 7785714

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-17
  • NC RA
    APPROVED
    Since 2024-06-17

Branch Locations

8374 Six Forks Road, Raleigh, NC 27615 • United States

804 East Williams St, Apex, NC 27502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Resources Group Apex NC 07/2023 11/2025
Fidelity Bank Cary NC 06/2021 07/2023
Unemployed Apex NC 09/2020 06/2021
Wells Fargo Apex NC 08/2019 09/2020
Brier Creek Country Club Raleigh NC 05/2017 08/2019
Country Club Of North Carolina Pinehurst NC 03/2012 05/2017
Lpl Financial Apex NC 02/2024 Present
  • 07/2023 → 11/2025
    Financial Resources Group
    Apex, NC
  • 06/2021 → 07/2023
    Fidelity Bank
    Cary, NC
  • 09/2020 → 06/2021
    Unemployed
    Apex, NC
  • 08/2019 → 09/2020
    Wells Fargo
    Apex, NC
  • 05/2017 → 08/2019
    Brier Creek Country Club
    Raleigh, NC
  • 03/2012 → 05/2017
    Country Club Of North Carolina
    Pinehurst, NC
  • 02/2024 → Present
    Lpl Financial
    Apex, NC
Other Businesses

1) 01/25/2024 - No Business name - Inv related - Apex, NC - Public Notary - Started: 6/15/2022. 2) 01/25/2024 - Ironwood properties LLC - Inv Related - Apex, NC - Real Estate Rental - Started: 10/13/202 - 1 Hr/Mo; 0 Hr During Trading. 3) 02/01/2024 - Financial Resources Group Investment Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Other Names
  • Christopher Fletcher
  • Christopher T Fletcher

View on SEC IAPD

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