Cade Roque

Current Employers

Employment History

• 08/2019 → 09/2020
  Gold Canyon Remodeling
  Apache Junction, AZ
• 09/2020 → 09/2021
  Az Oasis Pools
  Chandler, AZ
• 09/2021 → 06/2022
  Unemployed
  Mesa, AZ
• 09/2022 → 07/2024
  Mutual Of Omaha Insurance Company
  Phoenix, AZ
• 07/2023 → 07/2024
  Mutual Of Omaha Investor Services
  Phoenix, AZ
• 07/2018 → 08/2019
  Tillys
  Gilbert, AZ
• 01/2012 → 07/2018
  Unemployed
  Queen Creek, AZ
• 07/2024 → Present
  Lpl Financial Llc
  Mesa, AZ
• 07/2024 → Present
  Cornerstone Wealth Management, Llc
  St. Peters, MO

Previous Registrations

• 2023-12-04 → 2024-07-24
  Mutual Of Omaha Investor Services, Inc.
  Phoenix, AZ

Other Businesses

1- 06/25/2024 / Cornerstone Wealth Portfolios / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 06/25/2024 / Cornerstone Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 3- 06/25/2024 / Medicare Supplement Business / GMIA INC / Non-Variable Insurance / Investment Related / 60 hrs mth / 15 hrs during trading / Start date: 10/01/2023 4- 07/12/2024 - Cornerstone Wealth Management LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 6/24/2024 - 160 Hours Per Month/ 40 Hours During Trading - I provide administrative support to Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/14/2025 - Maracaba BJJ - Not inv. related - Other - Martial Arts - Mesa, AZ - Start Date:05/15/2025 - 12 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-03-13
• S65 Uniform Investment Adviser Law Examination
  2023-11-30