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Benjamin Earl Waggoner

Edward Jones

New Melle, MO

CRD 3200850

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-06
MO RA APPROVED 2007-03-19
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • MO RA
    APPROVED
    Since 2007-03-19

Branch Locations

30 W Highway D Suite 200, New Melle, MO 63365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2007 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-05-04
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
IFC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

LORI LYNN WRAY
Charles Paul Wray
Louis Earl Wray

Nearby Offices

LPL FINANCIAL LLC · LAKE ST LOUIS, MO
EDWARD JONES · LAKE ST LOUIS, MO
EDWARD JONES · LAKE ST LOUIS, MO

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