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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-03
  • MO RA
    APPROVED
    Since 2025-02-03

Branch Locations

6895 Lake Saint Louis Blvd, Lake St Louis, MO 63367 • United States

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-10
  • MO RA
    APPROVED
    Since 2021-05-10

Branch Locations

6895 Lake St. Louis Boulevard, Lake Saint Louis, MO 63367 • United States

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vine Wealth Management Lake St. Louis MO 06/2019 11/2020
University Of Missouri Columbia Columbia MO 08/2015 05/2020
Northwestern Mutual Columbia MO 12/2018 04/2019
Old Hickory Country Club St. Peters MO 05/2015 05/2017
Subway Lake St. Louis MO 09/2012 08/2017
Cheddars Restaurant Columbia MO 07/2018 11/2018
Lpl Financial, Llc Lake St. Louis MO 11/2020 Present
Cornerstone Wealth Management St. Louis MO 06/2020 04/2021
Cornerstone Wealth Management Llc Dba Vine Wealth Management Lake Saint Louis MO 05/2021 Present
  • 06/2019 → 11/2020
    Vine Wealth Management
    Lake St. Louis, MO
  • 08/2015 → 05/2020
    University Of Missouri Columbia
    Columbia, MO
  • 12/2018 → 04/2019
    Northwestern Mutual
    Columbia, MO
  • 05/2015 → 05/2017
    Old Hickory Country Club
    St. Peters, MO
  • 09/2012 → 08/2017
    Subway
    Lake St. Louis, MO
  • 07/2018 → 11/2018
    Cheddars Restaurant
    Columbia, MO
  • 11/2020 → Present
    Lake St. Louis, MO
  • 06/2020 → 04/2021
    Cornerstone Wealth Management
    St. Louis, MO
  • 05/2021 → Present
    Cornerstone Wealth Management Llc Dba Vine Wealth Management
    Lake Saint Louis, MO
Other Businesses

1. 12/2/2020 - Vine Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/18/2021 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/1/2020 - Licensed Admin. - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-03
  • S66 Uniform Combined State Law Examination
    2021-03-03

View on SEC IAPD

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