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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-03
  • MO RA
    APPROVED
    Since 2025-02-03

Branch Locations

6895 Lake Saint Louis Blvd, Lake St Louis, MO 63367 • United States

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-12-09
  • MO RA
    APPROVED
    Since 2016-12-09

Branch Locations

6895 Lake St Louis Blvd., Lake St Louis, MO 63367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lake St Louis IL 04/2016 Present
Cornerstone Wealth Management, Llc Lake St Louis MO 04/2016 Present
Other Businesses

1. 6/14/2016: Triada Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/18/2017: Vine Wealth Management - Investment Related - A Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/08/2017 - 120 Hours Per Month/104 Hours During Securities Trading. 3. 9/27/2019 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/22/2016 - 40 Hours Per Month During Securities Trading. 4. 10/5/2019 - LIve Anew Inc Doing Business As Investing You - Not Investment Related - Online & Home Based - Other-Business Owner - Owner and President - Started 04/24/2012 - 40 Hours Per Month/5 Hours During Securities Trading - Helping Coaches and Investment Professionals increase their clients wellbeing and future through an automated process of measuring well being, strengths and values, and create life goals for their clients. 5. 02/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 40 Hours Per month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-29
S63 Uniform Securities Agent State Law Examination 2002-05-22
  • S66 Uniform Combined State Law Examination
    2016-09-29
  • S63 Uniform Securities Agent State Law Examination
    2002-05-22
Other Names
  • Lori Lynn Neeman
  • Lori Lynn Wray

View on SEC IAPD

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