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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-02-03 |
Branch Locations
6895 Lake Saint Louis Blvd, Lake St Louis, MO 63367 • United States
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-12-09 |
Branch Locations
6895 Lake St Louis Blvd., Lake St Louis, MO 63367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake St Louis | IL | 04/2016 | Present |
| Cornerstone Wealth Management, Llc | Lake St Louis | MO | 04/2016 | Present |
1. 6/14/2016: Triada Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/18/2017: Vine Wealth Management - Investment Related - A Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/08/2017 - 120 Hours Per Month/104 Hours During Securities Trading. 3. 9/27/2019 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/22/2016 - 40 Hours Per Month During Securities Trading. 4. 10/5/2019 - LIve Anew Inc Doing Business As Investing You - Not Investment Related - Online & Home Based - Other-Business Owner - Owner and President - Started 04/24/2012 - 40 Hours Per Month/5 Hours During Securities Trading - Helping Coaches and Investment Professionals increase their clients wellbeing and future through an automated process of measuring well being, strengths and values, and create life goals for their clients. 5. 02/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 40 Hours Per month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-22 |
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