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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-01
  • WA RA
    APPROVED
    Since 2024-03-01

Branch Locations

2505 S 320Th St, Federal Way, WA 98003 • United States

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tacoma Area Youth For Christ Tacoma WA 02/2008 08/2023
Thrivent Investment Management Inc. Federal Way WA 08/2023 Present
Thrivent Financial Appleton WI 11/2023 07/2024
Thrivent Financial Appleton WI 07/2024 Present
  • 02/2008 → 08/2023
    Tacoma Area Youth For Christ
    Tacoma, WA
  • 08/2023 → Present
    Federal Way, WA
  • 11/2023 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 07/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-29
  • S66 Uniform Combined State Law Examination
    2024-02-29
Other Names
  • Doug Adam Jonson

View on SEC IAPD

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