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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2006-03-27
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2006-03-27

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Scarsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 03/2006 Present
  • 03/2006 → Present
    Neuberger Berman, Llc
    New York, NY
Previous Registrations
  • 2004-01-06 → 2005-01-04
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-14
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S66 Uniform Combined State Law Examination
    2003-11-14
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08
Other Names
  • Edward Oldham

View on SEC IAPD

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