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Houston Stevana Jarvis

Guggenheim Investments

New York, NY

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-17
  • NY RA
    APPROVED
    Since 2025-04-17

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2023 08/2024
Jpmorgan Securities Llc New York NY 07/2023 08/2024
University Of Pennsylvania Dubois College House Philadelphia PA 01/2022 05/2023
Jpmorgan Chase Bank, Na New York NY 06/2022 08/2022
Sumeru Equity Partners San Mateo CA 06/2021 08/2021
Stephen T. Jarvis Insurance Agency Glenside PA 08/2015 04/2023
Ulta Collegeville PA 12/2019 01/2020
Unemployed Philadelphia PA 06/2023 06/2023
Nirvana Float Collegeville PA 08/2020 05/2021
Guggenheim Partners Investment Management, Llc New York NY 08/2024 Present
Guggenheim Funds Distributors, Llc Chicago IL 04/2025 Present
Guggenheim Investments, Llc New York NY 04/2025 Present
  • 07/2023 → 08/2024
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2023 → 08/2024
    Jpmorgan Securities Llc
    New York, NY
  • 01/2022 → 05/2023
    University Of Pennsylvania Dubois College House
    Philadelphia, PA
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    New York, NY
  • 06/2021 → 08/2021
    Sumeru Equity Partners
    San Mateo, CA
  • 08/2015 → 04/2023
    Stephen T. Jarvis Insurance Agency
    Glenside, PA
  • 12/2019 → 01/2020
    Ulta
    Collegeville, PA
  • 06/2023 → 06/2023
    Unemployed
    Philadelphia, PA
  • 08/2020 → 05/2021
    Nirvana Float
    Collegeville, PA
  • 08/2024 → Present
    Guggenheim Partners Investment Management, Llc
    New York, NY
  • 04/2025 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 04/2025 → Present
    Guggenheim Investments, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13
Other Names
  • Houston Jarvis
  • Houston Stevana Jarvis

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