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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-08 |
Branch Locations
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
2201 High Wickham Place, Louisville, KY 40245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walmart | Bowling Green | KY | 01/2023 | 05/2023 |
| Student | Bowling Green | KY | 09/2022 | 12/2022 |
| Tyson | Albany | KY | 05/2022 | 08/2022 |
| Student | Bowling Green | KY | 09/2021 | 04/2022 |
| Student | Bowling Green | KY | 09/2020 | 04/2021 |
| Lake Cumberland State Dock | Jamestown | KY | 05/2020 | 08/2021 |
| Priceless | Russell Springs | KY | 09/2019 | 04/2020 |
| Student | Jamestown | KY | 01/2012 | 08/2019 |
| Northwestern Mutual | Bowling Green | KY | 06/2023 | 05/2024 |
| Nettworth Capital | Nashville | TN | 07/2024 | 05/2025 |
| Total Fitness Connection | Bowling Green | KY | 11/2023 | 07/2024 |
| Cerity Partners Llc | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-18 |
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