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Mcbroom & Associates, LLC CRD 151187
$242M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1635 Village Center Cir Ste 140, Las Vegas, NV 89134-6375 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-03-29 |
| NV | RA | APPROVED | 2012-03-28 |
Branch Locations
1635 Village Center Cir Ste 140, Las Vegas, NV 89134-6375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcbroom & Associates, Llc | Las Vegas | NV | 09/2011 | Present |
| Miru And Associates Llc | Las Vegas | NV | 09/2013 | Present |
1. Owner of MIRU & Associates LLC, providing Accounting /Bookkeeping and small business administration services ( NOT investment related). Nevada State Registered document preparer. Address : 9275 Gentle Cascade Ave, Las Vegas, NV 89178 Company was established in September 2013 but I have been actively managing the business since 2015. I spend approximately 100 hours /year, devoting 0 hours to this business during trading hours. 2. Hilokun LLC, Las Vegas, NV, Non-investment related, Real estate holding company, Owner, Started November 2020, 1 hours per month - 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-31 |
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