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Yuko T Du Bois

Mcbroom & Associates, LLC

Las Vegas, NV

CRD 3200540

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Employer firm

Mcbroom & Associates, LLC CRD 151187

$242M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Mcbroom & Associates, Llc

1635 Village Center Cir Ste 140, Las Vegas, NV 89134-6375 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-03-29
NV RA APPROVED 2012-03-28
  • CA RA
    APPROVED
    Since 2012-03-29
  • NV RA
    APPROVED
    Since 2012-03-28

Branch Locations

1635 Village Center Cir Ste 140, Las Vegas, NV 89134-6375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcbroom & Associates, Llc Las Vegas NV 09/2011 Present
Miru And Associates Llc Las Vegas NV 09/2013 Present
Previous Registrations
Other Businesses

1. Owner of MIRU & Associates LLC, providing Accounting /Bookkeeping and small business administration services ( NOT investment related). Nevada State Registered document preparer. Address : 9275 Gentle Cascade Ave, Las Vegas, NV 89178 Company was established in September 2013 but I have been actively managing the business since 2015. I spend approximately 100 hours /year, devoting 0 hours to this business during trading hours. 2. Hilokun LLC, Las Vegas, NV, Non-investment related, Real estate holding company, Owner, Started November 2020, 1 hours per month - 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31
Designations
  • Certified Financial Planner
Other Names
  • Yuko T Suzuki
  • Yuko Tsutsumitake Dubois
  • Yuko Arcotta

View on SEC IAPD

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