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Marian Nguyen

Cambridge Investment Research Advisors, Inc.

Danville, CA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-27
  • CA RA
    APPROVED
    Since 2023-10-27

Branch Locations

390 Diablo Road Suite 202, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rainer Wealth Management Danville CA 07/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2023 Present
H&R Block Morgan Hill CA 11/2020 04/2021
Preparamom Morgan Hill CA 11/2017 07/2022
Msz Resource Group/Hazel Hawkins Memorial Hospital Hollister CA 08/2011 12/2018
Unemployed Morgan Hill CA 07/2022 07/2023
  • 07/2023 → Present
    Rainer Wealth Management
    Danville, CA
  • 10/2023 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 11/2020 → 04/2021
    H&R Block
    Morgan Hill, CA
  • 11/2017 → 07/2022
    Preparamom
    Morgan Hill, CA
  • 08/2011 → 12/2018
    Msz Resource Group/Hazel Hawkins Memorial Hospital
    Hollister, CA
  • 07/2022 → 07/2023
    Unemployed
    Morgan Hill, CA
Other Businesses

Reiki Properties, LLC, Scottsdale, AZ 85254, 2/2022, Owner, Real Estate, NIR, 0 HR/MO - 0 Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-10
Other Names
  • Maryann Thi Nguyen

View on SEC IAPD

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Other Offices

GALLAGHER WEALTH MANAGEMENT · DANVILLE, CA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · DANVILLE, CA
SANCTUARY ADVISORS, LLC · Danville, CA
LPL FINANCIAL LLC · DANVILLE, CA
SANCTUARY ADVISORS, LLC · Danville, CA
THE PACIFIC CENTER FOR FINANCIAL SERVICES · DANVILLE, CA
URSA FUND MANAGEMENT LLC · DANVILLE, CA
SANCTUARY ADVISORS, LLC · DANVILLE, CA

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