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Sophia Wasserman

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • NY RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenvale NY 07/2023 Present
Jpmorgan Chase Bank, N.A. Greenvale NY 07/2023 Present
University Of St Andrews St Andrews 09/2019 05/2023
Jp Morgan Greenvale NY 06/2022 08/2022
Lessings Food Service Management Farmingdale NY 07/2019 08/2019
Wasserman And Wise Jericho NY 06/2018 08/2018
Sisley Cosmetics New York NY 06/2021 08/2021
Wayne H Wasserman Cpc Pc Jericho NY 12/2020 12/2022
Unemployed Huntington NY 09/2018 06/2019
Unemployed Huntington NY 07/2013 05/2018
Unemployed St Andrews 06/2023 06/2023
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Greenvale, NY
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Greenvale, NY
  • 09/2019 → 05/2023
    University Of St Andrews
    St Andrews
  • 06/2022 → 08/2022
    Jp Morgan
    Greenvale, NY
  • 07/2019 → 08/2019
    Lessings Food Service Management
    Farmingdale, NY
  • 06/2018 → 08/2018
    Wasserman And Wise
    Jericho, NY
  • 06/2021 → 08/2021
    Sisley Cosmetics
    New York, NY
  • 12/2020 → 12/2022
    Wayne H Wasserman Cpc Pc
    Jericho, NY
  • 09/2018 → 06/2019
    Unemployed
    Huntington, NY
  • 07/2013 → 05/2018
    Unemployed
    Huntington, NY
  • 06/2023 → 06/2023
    Unemployed
    St Andrews
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-10
  • S66 Uniform Combined State Law Examination
    2023-09-10
Other Names
  • Sophia Anne Wasserman
  • Sophia Wasserman

View on SEC IAPD

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