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David Richardson

Sanctuary Advisors, LLC

Southbury, CT

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-03
  • CT RA
    APPROVED
    Since 2024-07-03

Branch Locations

555 Heritage Rd Suite 2W, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanctuary Securities, Inc. Southbury CT 07/2023 Present
Barnum Financial Group Glastonbury CT 06/2022 05/2023
St. Paul Catholic High School Bristol CT 08/2015 06/2019
Bryant University Smithfield RI 08/2019 05/2023
Sanctuary Advisors Llc Southbury CT 07/2024 Present
  • 07/2023 → Present
    Sanctuary Securities, Inc.
    Southbury, CT
  • 06/2022 → 05/2023
    Barnum Financial Group
    Glastonbury, CT
  • 08/2015 → 06/2019
    St. Paul Catholic High School
    Bristol, CT
  • 08/2019 → 05/2023
    Bryant University
    Smithfield, RI
  • 07/2024 → Present
    Sanctuary Advisors Llc
    Southbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
  • S66 Uniform Combined State Law Examination
    2024-07-01

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Southbury, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
OSAIC INSTITUTIONS, INC. · SOUTHBURY, CT
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