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Nicole Yang

J.P. Morgan Securities LLC

New York, NY

CRD 7781578

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-19
TX RA APPROVED 2023-09-19
  • NY RA
    APPROVED
    Since 2023-09-19
  • TX RA
    APPROVED
    Since 2023-09-19

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2023 Present
Barnard College Of Columbia University - New York New York NY 09/2019 05/2023
Barnard College New York NY 01/2020 05/2023
J.P. Morgan Private Bank New York NY 06/2022 08/2022
Levy Gorvy Gallery New York NY 05/2021 09/2021
Miss Porter's School Farmington CT 08/2016 05/2019
Unemployed New York NY 06/2023 06/2023
Seoul International School Seoul 08/2006 08/2016
Unemployed Seoul 06/2019 08/2019
  • 07/2023 → Present
    New York, NY
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2019 → 05/2023
    Barnard College Of Columbia University - New York
    New York, NY
  • 01/2020 → 05/2023
    Barnard College
    New York, NY
  • 06/2022 → 08/2022
    J.P. Morgan Private Bank
    New York, NY
  • 05/2021 → 09/2021
    Levy Gorvy Gallery
    New York, NY
  • 08/2016 → 05/2019
    Miss Porter's School
    Farmington, CT
  • 06/2023 → 06/2023
    Unemployed
    New York, NY
  • 08/2006 → 08/2016
    Seoul International School
    Seoul
  • 06/2019 → 08/2019
    Unemployed
    Seoul
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-19
  • S66 Uniform Combined State Law Examination
    2023-09-19
Other Names
  • Nicole Lee Yang
  • Juwon Yang

View on SEC IAPD

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