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James O'MEara Horton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
NY RA APPROVED 2025-05-13
  • TX RA
    APPROVED
    Since 2025-05-30
  • NY RA
    APPROVED
    Since 2025-05-13

Branch Locations

225 Liberty St Pbig - New York, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2023 Present
Unemployed Glen Rock NJ 05/2023 06/2023
Bucknell University Lewisburg PA 08/2019 05/2023
Bucknell University Lewisburg PA 05/2022 08/2022
Glen Rock Public Schools Glen Rock NJ 06/2019 08/2019
Glen Rock High School Glen Rock NJ 09/2015 06/2019
Bank Of America, N.A. New York NY 01/2024 Present
  • 07/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 05/2023 → 06/2023
    Unemployed
    Glen Rock, NJ
  • 08/2019 → 05/2023
    Bucknell University
    Lewisburg, PA
  • 05/2022 → 08/2022
    Bucknell University
    Lewisburg, PA
  • 06/2019 → 08/2019
    Glen Rock Public Schools
    Glen Rock, NJ
  • 09/2015 → 06/2019
    Glen Rock High School
    Glen Rock, NJ
  • 01/2024 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-13
  • S66 Uniform Combined State Law Examination
    2025-05-13
Other Names
  • James Omeara Horton

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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