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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-08
  • NC RA
    APPROVED
    Since 2025-09-08

Branch Locations

5926 Weddington Monroe Rd, Wesley Chapel, NC 28104 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 07/2025
Arthrex Naples FL 07/2022 07/2023
Ford Motor Company Dearborn MI 01/2017 07/2022
Kettering University Flint MI 10/2014 12/2016
Ventra Fowlerville Novi MI 07/2015 09/2016
Wells Fargo Clearing Services, Llc Charlotte NC 07/2025 Present
  • 07/2023 → 07/2025
    St Louis, MO
  • 07/2022 → 07/2023
    Arthrex
    Naples, FL
  • 01/2017 → 07/2022
    Ford Motor Company
    Dearborn, MI
  • 10/2014 → 12/2016
    Kettering University
    Flint, MI
  • 07/2015 → 09/2016
    Ventra Fowlerville
    Novi, MI
  • 07/2025 → Present
    Charlotte, NC
Previous Registrations
  • 2023-09-21 → 2025-07-28
    Naples, FL
    St Louis, MO
    Ave Maria, FL
    Lake Park, NC
    Indian Trail, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18

View on SEC IAPD

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