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Matini Oluwarotimi Baruwa-Etti

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wesley Chapel, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-10
TX RA APPROVED 2025-09-08
VA RA APPROVED 2025-07-28
  • NC RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED
    Since 2025-09-08
  • VA RA
    APPROVED
    Since 2025-07-28

Branch Locations

5935 Weddington Rd, Wesley Chapel, NC 28104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Arlington TX 07/2016 06/2017
Jpmorgan Chase Bank Arlington TX 07/2016 06/2017
Keybank Coventry CT 07/2017 04/2018
Key Investment Services Llc Manchester CT 07/2017 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 03/2025 Present
Bank Of America N.A. Glastonbury CT 07/2018 03/2025
Bank Of America, N.A. Richmond VA 04/2025 Present
  • 07/2016 → 06/2017
    Jp Morgan Securities Llc
    Arlington, TX
  • 07/2016 → 06/2017
    Jpmorgan Chase Bank
    Arlington, TX
  • 07/2017 → 04/2018
    Keybank
    Coventry, CT
  • 07/2017 → 04/2018
    Key Investment Services Llc
    Manchester, CT
  • 03/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Richmond, VA
  • 07/2018 → 03/2025
    Bank Of America N.A.
    Glastonbury, CT
  • 04/2025 → Present
    Bank Of America, N.A.
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-26
S63 Uniform Securities Agent State Law Examination 2016-09-09
  • S66 Uniform Combined State Law Examination
    2025-07-26
  • S63 Uniform Securities Agent State Law Examination
    2016-09-09
Other Names
  • Matini Oluwarotimi Baruwa-Etti

View on SEC IAPD

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Other Offices

EDWARD JONES · WESLEY CHAPEL, NC
WELLS FARGO CLEARING SERVICES, LLC · WESLEY CHAPEL, NC
J.P. MORGAN SECURITIES LLC · Wesley Chapel, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · WEDDINGTON, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Weddington, NC
EDWARD JONES · WEDDINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · INDIAN TRAIL, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Indian Trail, NC

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