Best Investors Account Sign in

Joseph L Smithers

Edward Jones

Wesley Chapel, NC

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-06
SC RA APPROVED 2026-02-06
  • NC RA
    APPROVED
    Since 2026-02-06
  • SC RA
    APPROVED
    Since 2026-02-06

Branch Locations

5945 Weddington-Monroe Rd Suite 102, Wesley Chapel, NC 28104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Charlotte NC 02/2024 12/2025
Nylife Securities Llc Charlotte NC 09/2024 12/2025
T-Mobile Indian Land SC 03/2007 04/2024
Isi Elite Training Fort Mill SC 12/2023 Present
Edward Jones St Louis MO 12/2025 Present
Anytime Fitness Fort Mill SC 09/2024 Present
  • 02/2024 → 12/2025
    New York Life Insurance Company
    Charlotte, NC
  • 09/2024 → 12/2025
    Nylife Securities Llc
    Charlotte, NC
  • 03/2007 → 04/2024
    T-Mobile
    Indian Land, SC
  • 12/2023 → Present
    Isi Elite Training
    Fort Mill, SC
  • 12/2025 → Present
    St Louis, MO
  • 09/2024 → Present
    Anytime Fitness
    Fort Mill, SC
Other Businesses

Anytime Fitness Type of business: Fitness Fort Mill, SC Start date: 9/15/2025 Personal Trainer Hours per week: 10 Hours during trading: 0 Desc: 1 on 1 personal training with fitness clients. * ISI Elite Training Type of business: Fitness Fort Mill, SC Start date: 12/1/2023 Fitness Coach Hours per week: 10 Hours during trading: 0 Desc: Coaching group fitness. Working at the front desk.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
S63 Uniform Securities Agent State Law Examination 2024-10-19
  • S66 Uniform Combined State Law Examination
    2026-01-30
  • S63 Uniform Securities Agent State Law Examination
    2024-10-19
Other Names
  • Joseph Leon Smithers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wesley Chapel, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor