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Kerri Ma

J.P. Morgan Securities LLC

New York, NY

CRD 7780675

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-01
TX RA APPROVED 2023-08-01
  • NY RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2021 Present
Jpmorgan Securities Llc New York NY 07/2023 Present
Jpmorgan Chase Bank Na Los Angeles CA 06/2020 08/2020
Rstor (Packetfabric) Saratoga CA 05/2019 08/2019
Intero Real Estate Services San Jose CA 05/2018 08/2018
Vitality Bowls San Jose CA 01/2017 08/2017
Ruffalo Noel Levitz Los Angeles CA 01/2019 12/2020
Unemployed San Jose CA 07/2013 12/2016
University Of Southern California Los Angeles CA 08/2017 04/2021
Unemployed Los Angeles CA 05/2021 05/2021
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2020 → 08/2020
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 05/2019 → 08/2019
    Rstor (Packetfabric)
    Saratoga, CA
  • 05/2018 → 08/2018
    Intero Real Estate Services
    San Jose, CA
  • 01/2017 → 08/2017
    Vitality Bowls
    San Jose, CA
  • 01/2019 → 12/2020
    Ruffalo Noel Levitz
    Los Angeles, CA
  • 07/2013 → 12/2016
    Unemployed
    San Jose, CA
  • 08/2017 → 04/2021
    University Of Southern California
    Los Angeles, CA
  • 05/2021 → 05/2021
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-06
  • S66 Uniform Combined State Law Examination
    2023-05-06

View on SEC IAPD

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