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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-06
MO RA APPROVED 2025-09-08
  • IL RA
    APPROVED
    Since 2025-10-06
  • MO RA
    APPROVED
    Since 2025-09-08

Branch Locations

5701 W Main St, Belleville, IL 62226 • United States

8000 Forsyth Blvd, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Bank Saint Louis MO 02/2022 Present
First Watch Saint Louis MO 01/2022 01/2022
Unemployed Saint Louis MO 11/2021 12/2021
Mackle's Tables And Taps Hartland MI 03/2018 11/2021
Brick's Smoked Meats Sarasota FL 02/2021 03/2021
Hanover Insurance Company Howell MI 01/2020 02/2020
Olive Garden Brighton MI 02/2016 02/2018
Cheesecake Factory Novi MI 04/2017 05/2017
Lpl Financial Saint Louis MO 09/2023 Present
  • 02/2022 → Present
    Commerce Bank
    Saint Louis, MO
  • 01/2022 → 01/2022
    First Watch
    Saint Louis, MO
  • 11/2021 → 12/2021
    Unemployed
    Saint Louis, MO
  • 03/2018 → 11/2021
    Mackle's Tables And Taps
    Hartland, MI
  • 02/2021 → 03/2021
    Brick's Smoked Meats
    Sarasota, FL
  • 01/2020 → 02/2020
    Hanover Insurance Company
    Howell, MI
  • 02/2016 → 02/2018
    Olive Garden
    Brighton, MI
  • 04/2017 → 05/2017
    Cheesecake Factory
    Novi, MI
  • 09/2023 → Present
    Lpl Financial
    Saint Louis, MO
Other Businesses

1- 10/2024 / Commerce Financial Advisors / DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2-09/24/2025- SUNSET OVERLOOK- Outside/W-2 Employment- Not INV Related- At COLUMBIA, IL- 40 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-01
  • S66 Uniform Combined State Law Examination
    2025-07-01
Other Names
  • Tesia Ann Sockow

View on SEC IAPD

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