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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | New Hyde Park | NY | 08/2013 | 06/2019 |
| Student | Newark | DE | 07/2019 | 05/2023 |
| Barnum Financial Group | New York | NY | 06/2023 | 12/2024 |
| Christopher Faicco | New York | NY | 12/2024 | 02/2025 |
| Mass Mutual Life Insurance Company | New York | NY | 06/2023 | 12/2024 |
| Mml Investors Services Llc | New York | NY | 07/2023 | 12/2024 |
| Chris Faicco | New York | NY | 02/2025 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 02/2025 | Present |
| Northwestern Mutual Wealth Management Company | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
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