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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-20
  • NJ RA
    APPROVED
    Since 2025-02-20

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student New Hyde Park NY 08/2013 06/2019
Student Newark DE 07/2019 05/2023
Barnum Financial Group New York NY 06/2023 12/2024
Christopher Faicco New York NY 12/2024 02/2025
Mass Mutual Life Insurance Company New York NY 06/2023 12/2024
Mml Investors Services Llc New York NY 07/2023 12/2024
Chris Faicco New York NY 02/2025 Present
Northwestern Mutual Investment Services Llc New York NY 02/2025 Present
Northwestern Mutual Wealth Management Company New York NY 04/2025 Present
  • 08/2013 → 06/2019
    Student
    New Hyde Park, NY
  • 07/2019 → 05/2023
    Student
    Newark, DE
  • 06/2023 → 12/2024
    Barnum Financial Group
    New York, NY
  • 12/2024 → 02/2025
    Christopher Faicco
    New York, NY
  • 06/2023 → 12/2024
    Mass Mutual Life Insurance Company
    New York, NY
  • 07/2023 → 12/2024
    New York, NY
  • 02/2025 → Present
    Chris Faicco
    New York, NY
  • 02/2025 → Present
    New York, NY
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-20
  • S66 Uniform Combined State Law Examination
    2023-11-20
Other Names
  • Isaiah Minelli

View on SEC IAPD

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