James Harris Frame

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-24
CA	RA	APPROVED	2023-10-18

TX RA
APPROVED

Since 2025-04-24
CA RA
APPROVED

Since 2023-10-18

Branch Locations

4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	06/2023	Present
Senior Care Entertainment Intl, Llc	San Diego	CA	08/2017	01/2023
Galion Bros Famous Steaks	San Diego	CA	06/2018	11/2018
Grocery Market	San Diego	CA	05/2017	09/2017
Recording, Radio, Film And Culinary Connection	Los Angeles	CA	08/2014	04/2017
Unemployed	San Diego	CA	02/2023	05/2023

06/2023 → Present

Equitable Advisors, Llc

New York, NY
08/2017 → 01/2023

Senior Care Entertainment Intl, Llc

San Diego, CA
06/2018 → 11/2018

Galion Bros Famous Steaks

San Diego, CA
05/2017 → 09/2017

Grocery Market

San Diego, CA
08/2014 → 04/2017

Recording, Radio, Film And Culinary Connection

Los Angeles, CA
02/2023 → 05/2023

Unemployed

San Diego, CA

Other Businesses

09/2013 to Present - Musical Interface Web Development and App Design; Non-Investment Related; 6732 Carthage St., San Diego, CA 92120; building musical interface applications and websites; Developer; 3 hours/week

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-02

S66 Uniform Combined State Law Examination

2023-08-02

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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