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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-26
  • NC RA
    APPROVED
    Since 2023-09-26

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

8911 Brier Creek Pkwy, Raleigh, NC 27617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Raleigh NC 06/2023 Present
Wells Fargo Bank, Na Raleigh NC 12/2018 Present
Conduent Raleigh NC 09/2016 12/2018
Humana Raleigh NC 11/2018 01/2020
Aldi Garner NC 07/2015 09/2016
Michaels Arts And Crafts Garner NC 10/2013 09/2016
  • 06/2023 → Present
    Raleigh, NC
  • 12/2018 → Present
    Wells Fargo Bank, Na
    Raleigh, NC
  • 09/2016 → 12/2018
    Conduent
    Raleigh, NC
  • 11/2018 → 01/2020
    Humana
    Raleigh, NC
  • 07/2015 → 09/2016
    Aldi
    Garner, NC
  • 10/2013 → 09/2016
    Michaels Arts And Crafts
    Garner, NC
Other Businesses

NOTARY; NOT INV RELATED; RALEIGH, NC; NOTARY; START 07/17/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-26
S63 Uniform Securities Agent State Law Examination 2023-09-01
  • S65 Uniform Investment Adviser Law Examination
    2023-09-26
  • S63 Uniform Securities Agent State Law Examination
    2023-09-01
Other Names
  • Essence Murphy
  • Essence Miller
  • Essence Chane Murphy-Miller

View on SEC IAPD

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