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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-26 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 06/2023 | Present |
| Wells Fargo Bank, Na | Raleigh | NC | 12/2018 | Present |
| Conduent | Raleigh | NC | 09/2016 | 12/2018 |
| Humana | Raleigh | NC | 11/2018 | 01/2020 |
| Aldi | Garner | NC | 07/2015 | 09/2016 |
| Michaels Arts And Crafts | Garner | NC | 10/2013 | 09/2016 |
NOTARY; NOT INV RELATED; RALEIGH, NC; NOTARY; START 07/17/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-01 |
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